Compliance Associate

Compliance Associate
In Buena Park, California 90620

Job Description

Workway is a professional staffing firm, working with organizations across the country to place exceptional candidates. We are looking for a Compliance Associate responsible for the specific duties which will include:

AML | AML & Fraud Risk Management & Investigations.

  • Conducting AML/CTF/Fraud reviews using systems/tools.
  • Conducting AML/CTF reviews for high risk client accounts and financial activity.
  • Reviewing screening and PEP / Sanction referrals to confirm/clear suggested matches.
  • Using internet research and compliance systems/tools to gather and interpret key information for mitigating risks and decision making;
  • Escalating complex cases to compliance manager where required.

Relationship Management

  • Establishing and maintains strong working relationships with business teams (e.g. sales, operations)

Legal & Regulatory 

  • Maintaining up to date knowledge and understanding of AML compliance legislation.
  • Monitoring proposed changes to AML/Compliance legislation that may impact the business.
  • Completing relevant and mandatory internal/external training and continuing professional development to remain fully competent within own role.

Additional responsibilities

  • Dealing with ad-hoc compliance/AML activities and requests.
  • Supporting the compliance team with account monitoring, updates and reviews.

Specific qualifications for the position include

  • 2 - 3 years minimum AML/Fraud experience within banking/financial services
  • Bachelor’s degree and CAMS certification preferred

Let one of our recruiters assist you in finding and preparing for interviews with our clients. Whether you are interested in a direct hire, temp-to-hire, or temporary position, Workway can help you to put your best foot forward. Contact us today! 


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